-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gy20H9YkWSphH1PflQWIlUZUbhgjvDK22/4PxCLXSyNF2DsBuInI9zONn1wMzwlc se5zj+va450jwOTvd/SphQ== 0001193125-03-020288.txt : 20030716 0001193125-03-020288.hdr.sgml : 20030716 20030716172818 ACCESSION NUMBER: 0001193125-03-020288 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20030716 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRESIDENT & FELLOWS OF HARVARD COLLEGE CENTRAL INDEX KEY: 0000315016 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 042103580 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O HARVARD MANAGEMENT COMPANY INC STREET 2: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6175234400 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEMPLETON CHINA WORLD FUND INC CENTRAL INDEX KEY: 0000909226 IRS NUMBER: 593192206 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56561 FILM NUMBER: 03789976 BUSINESS ADDRESS: STREET 1: BROWARD FINANCIAL CENTRE STREET 2: 500 EAST BROWARD BLVD STE 2100 CITY: FORT LAUDERDALE STATE: FL ZIP: 33394-3091 BUSINESS PHONE: 9545277500 MAIL ADDRESS: STREET 1: BROWARD FINANCIAL CENTRE STREET 2: 500 EAST BROWARD BLVD SUITE 2100 CITY: FORT LAUDERDALE STATE: FL ZIP: 33394 SC 13D/A 1 dsc13da.htm AMENDMENT # 5 TO SCHEDULE 13D AMENDMENT # 5 TO SCHEDULE 13D

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13D

(Rule 13d-1)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2(a)

 

(Amendment No. 5)

 

Templeton China World Fund, Inc.


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

88018X102


(CUSIP Number)

 

 

   

COPY TO:

   
Michael Pradko       Timothy W. Diggins, Esq.
Harvard Management Company, Inc.       Ropes & Gray
600 Atlantic Avenue       One International Place
Boston, MA 02210       Boston, MA 02110
(617) 523-4400       (617) 951-7389

 


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

June 17, 2003


(Date of Event which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box:  x.

 

Page 1 of 8


SCHEDULE 13D

 

CUSIP No. 88108X102       Page 2 of 8 Pages
         

 


  1.  

Name of Reporting Person, S.S. or I.R.S. Identification No. of above person

 

    President and Fellows of Harvard College            

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds*

 

    WC        

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

    Massachusetts        

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

        4,377,900


  8.    Shared Voting Power

 

        —


  9.    Sole Dispositive Power

 

        4,377,900


10.    Shared Dispositive Power

 

        —


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    4,377,900

   

12.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (9)

 

    26.9%

   

14.  

Type of Reporting Person*

 

    EP        

   

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!


SCHEDULE 13D

 

Templeton China World Fund, Inc.

 

Item 1.   Security and Issuer.

 

This statement relates to the shares of common stock, $0.01 par value (the “Common Stock”), of Templeton China World Fund, Inc., a Maryland corporation (the “Fund” or “Issuer”), which has its principal executive offices at 500 Broward Blvd., Suite 2100, Fort Lauderdale, FL 33394.

 

Item 2.   Identity and Background.

 

This statement is filed by President and Fellows of Harvard College (“Harvard”), a Massachusetts educational corporation. The principal executive offices of Harvard are located at c/o Harvard Management Company, 600 Atlantic Avenue, Boston, Massachusetts 02210. Harvard’s investment activities are carried on from the offices of Harvard Management Company at 600 Atlantic Avenue, Boston, Massachusetts 02210.

 

Information relating to each of the President, Fellows and executive officers of Harvard is contained in Exhibit A attached hereto and incorporated herein by reference. Each of the President, Fellows and executive officers of Harvard is a citizen of the United States of America.

 

None of Harvard or, to the best of Harvard’s knowledge or belief, any of the persons listed in Exhibit A has, during the past five years, been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors). Neither Harvard, nor to the best of Harvard’s knowledge and belief, any of the persons listed in Exhibit A has, during the past five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3.   Source and Amount of Funds or Other Consideration.

 

Beneficial ownership of the Common Stock of the Fund to which this statement relates was acquired by Harvard with Harvard’s general funds.

 

Item 4.   Purpose of Transaction.

 

This Schedule 13D filing is occasioned by Harvard’s disposition of shares of Common Stock of the Fund as described in Item 5 below.

 

The securities of the Fund acquired and held by Harvard were acquired in the ordinary course of business and were not acquired for the purpose of or, except as described herein or in previous filings by Harvard on Schedule 13D, with the effect of changing or influencing the control of the Fund.

 

Except as described in previous filings by Harvard on Schedule 13D, Harvard does not currently have any plans or proposals that relate to or would result in any of the actions set forth in parts (a) through (j) of Item 4.

 

Page 3 of 8


Item 5.   Interest in Securities of the Fund.

 

(a), (b) Harvard is the beneficial owner of 4,377,900 shares of Common Stock (approximately 26.9% of the shares of Common Stock).

 

Harvard has sole power to vote and sole power to dispose of such shares to which this Statement relates.

 

(c) Between May 17, 2003 and July 16, 2003, Harvard sold shares of Common Stock of the Fund in an open-market transaction on the New York Stock Exchange. The transaction dates, number of shares sold and prices per share during that period are set forth on Exhibit B hereto.

 

(d) Not applicable.

 

(e) Not applicable.

 

Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Fund.

 

Except as described in previous filings by Harvard on Schedule 13D, Item 6 is not applicable.

 

Item 7.   Material to be Filed as Exhibits.

 

Exhibit A

      Information concerning the President, Fellows and executive officers of Harvard.
Exhibit B       Information concerning Harvard’s transactions for the period of May 17, 2003 to July 16, 2003.

 

 

Page 4 of 8


Signature

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: July 16, 2003

 

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

 

By:

 

        /S/ MICHAEL S. PRADKO


Name:

Title:

 

Michael S. Pradko

Authorized Signatory

 

Page 5 of 8


EXHIBIT INDEX

 

Exhibit

Number


  

Description


   Page Number In
Sequentially
Numbered Copy


A   

Information Concerning the President, Fellows and executive officers of Harvard

   7
B   

Information Concerning Harvard’s Transactions for the period of May 17, 2003 to July 16, 2003.

   8

 

Page 6 of 8

EX-99.A 3 dex99a.htm INFORMATION CONCERNING THE PRESIDENT, FELLOWS AND EXECUTIVE OFFICERS OF HARVARD INFORMATION CONCERNING THE PRESIDENT, FELLOWS AND EXECUTIVE OFFICERS OF HARVARD

EXHIBIT A

 

Directors and Executive Officers

 

The names of the President, Fellows and Executive Officers of Harvard and their business addresses and present principal occupation or employment are set forth below. If no business address is given, the business address of such director or executive officer is c/o Harvard Management Company, Inc., 600 Atlantic Avenue, Boston, Massachusetts 02210.

 

President, Fellows and Executive Officers of Harvard College

 

Name


 

Office/Position


Lawrence H. Summers

  President

D. Ronald Daniel

  Treasurer

Marc Goodheart

  Secretary

Hanna H. Gray

  Fellow

Conrad K. Harper

  Fellow

James R. Houghton

  Fellow

Robert E. Rubin

  Fellow

Robert D. Reischauer

  Fellow

 

Page 7 of 8

EX-99.B 4 dex99b.htm INFORMATION CONCERNING HARVARD'S TRANSACTIONS FOR THE PERIOD 5/17/03-7/16/03 INFORMATION CONCERNING HARVARD'S TRANSACTIONS FOR THE PERIOD 5/17/03-7/16/03

EXHIBIT B

 

Harvard’s Transactions for May 17, 2003 – July 16, 2003

 

Date of Transaction


  

Shares of

Common

Stock Bought


  

Shares of

Common

Stock Sold


  

Price

Per Share


        June 16, 2003

                      7,900    $ 13.0462

        June 17, 2003

                  125,000    $ 13.05

        June 17, 2003

                    31,500    $ 13.0342

        June 18, 2003

                      7,000    $ 12.9963

        June 19, 2003

                         300    $ 12.93

        June 25, 2003

                      2,900    $ 12.8738

        July 1, 2003

                      6,400    $ 13.0405

        July 2, 2003

                    58,600    $ 13.2986

        July 3, 2003

                      6,100    $ 13.2577

        July 7, 2003

                    36,800    $ 13.3757

        July 8, 2003

                    66,100    $ 13.4558

        July 9, 2003

                    28,300    $ 13.7804

        July 10, 2003

                    54,700    $ 13.6533

        July 11, 2003

                    29,700    $ 13.4424

        July 14, 2003

                    10,800    $ 13.6462

        July 15, 2003

                    20,500    $ 13.7101

        July 16, 2003

                    64,100    $ 13.7209

 

Page 8 of 8

-----END PRIVACY-ENHANCED MESSAGE-----